Regional Dealers/ Brokers

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The City Treasurer's Office is authorized to transact investment and depository business with the following financial institutions. Investment and depository transactions with firms other than those appearing on the list are prohibited.


Listed below are the approved Regional Dealers/ Brokers:

  • Wedbush Securities Inc.
  • Higgins Capital Management, Inc.
  • Great Pacific Securities (GPS)
  • Vining Sparks IBG, LP.
  • Stifel, Nicholaus & Company, Incorporated.
  • Multi-Bank Securities, Inc.*
  • FTN Financial Capital Markets
  • Ladenburg Thalmann & Co. Inc.


 Click here to view the approved Seven Broker Service Agreements for Security Services.

*Click here to view the approved Broker Service Agreement for Multi-Bank Securities, Inc.


*Broker Agreement went to council on a separate council date.